Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce William LahtiRBC Capital Markets, LLC1st Global Capital Corp.$5011-07-2018
Sarah Elizabeth JohnstoneRBC Capital Markets, LLCADP Broker-Dealer, Inc.04-10-2012
James P MileyRBC Capital Markets, LLCADP Broker-Dealer, Inc.10-01-2010
John Michael WalshRBC Capital Markets, LLCAllianz Life Financial Services, LLC$108-06-2014
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-05-2018
Nicholas Wayne HansenRBC Capital Markets, LLCAmeriprise Financial Services, Inc.04-13-2018
Bjorn William AmundsonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.$10001-04-2016
Melissa Irene AdamsRBC Capital Markets, LLCAmeriprise Financial Services, Inc.11-04-2014
Curtis John PetersonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.12-20-2013
Robert Paul LangRBC Capital Markets, LLCAmeriprise Financial Services, Inc.03-19-2012
Robert Allen GoodwinRBC Capital Markets, LLCAmeriprise Financial Services, Inc.$5001-23-2012
Joshua Andrew RosenzweigRBC Capital Markets, LLCAmeriprise Financial Services, Inc.09-24-2010
Thomas Vernon Collins IIIRBC Capital Markets, LLCAPW Capital, Inc.10-05-2012
Zachary Scott HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Daniel Mathew ShowersRBC Capital Markets, LLCB. C. Ziegler and Company$15002-01-2012
Daniel Wayne ChristiansenRBC Capital Markets, LLCB. C. Ziegler and Company$1,00010-05-2011
Eric Paul SchulzeRBC Capital Markets, LLCB. C. Ziegler and Company$4706-28-2011
Brent Mark HowardRBC Capital Markets, LLCB. Riley Wealth Management$15011-05-2015
Lynn Christine SylerRBC Capital Markets, LLCBanc of America Investment Services, Inc.$15010-01-2009
Rhonda Lynn SmithRBC Capital Markets, LLCBanc of America Investment Services, Inc.$22510-01-2009
Timothy Duffy CowdreyRBC Capital Markets, LLCBanc of America Investment Services, Inc.$1007-15-2009
Linda Sue MacleanRBC Capital Markets, LLCBanc of America Investment Services, Inc.06-15-2009
Barrie Sue NienstedtRBC Capital Markets, LLCBanc of America Investment Services, Inc.05-08-2009
Theresa Jean HuntleyRBC Capital Markets, LLCBanc of America Investment Services, Inc.04-03-2009
James Collin MckennaRBC Capital Markets, LLCBanc of America Investment Services, Inc.04-01-2009
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Showing 1 to 25 of 1,043 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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