Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ian AuerbachRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Christopher John PuscianRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Howard Alan SmithRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Steven Robert KarmelinRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
James Patterson Sterrett Jr.RBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Eric ShellRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Mary-Louise FergusonRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Jonathan Ross FladellRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
John Henry KesslerRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Jason Barry RebackRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Gerard Edward HeymannRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15005-22-2019
George Wayne HinkleRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-14-2019
Philip Holden Fett Jr.RBC Capital Markets, LLCJ.P. Morgan Securities LLC$15002-01-2019
Aaron Lynn FosterRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5006-26-2018
Douglas Keys GapperRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-23-2018
Gary Anthony BrunoRBC Capital Markets, LLCJ.P. Morgan Securities LLC01-23-2018
Galina KolossovskyRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15005-04-2017
Linda Gaye SamaRBC Capital Markets, LLCJ.P. Morgan Securities LLC04-15-2016
Robert Brian CordiakRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15007-20-2015
Matthew DepintoRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5011-10-2014
Martin A Klein IIIRBC Capital Markets, LLCJ.P. Morgan Securities LLC$20006-25-2014
William Walton BrownRBC Capital Markets, LLCJ.P. Morgan Securities LLC$10006-12-2014
Richard Ernest Dichiaro, Robert Leo BourgaultRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15009-09-2013
Eric Bruce SilverRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-09-2009
Bruce Culver Georgi Jr.RBC Capital Markets, LLCJanney Montgomery Scott LLC$5008-30-2017
« Previous PageNext Page »

Showing 251 to 275 of 905 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.