Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Ronnebaum SuttonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-23-2020
Derek Robert BohmRBC Capital Markets, LLCPruco Securities, LLC.04-20-2020
Jane Lee HoseltonRBC Capital Markets, LLCRBC Capital Markets, LLC$15004-17-2020
Barbara Joan FrenzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-01-2020
Carl John HellebergRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
John Armand WelschRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25604-01-2020
Gregory Richard FuerstRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5604-01-2020
Michael Alphonse KorbRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-01-2020
Julie Maureen GreenbergRBC Capital Markets, LLCLPL Financial LLC$5003-31-2020
Adrienne Diane HartRBC Capital Markets, LLCMorgan Stanley03-30-2020
Frank Michael D'AntuonoRBC Capital Markets, LLCUBS Financial Services Inc.03-26-2020
James Paul WymanRBC Capital Markets, LLCRBC Capital Markets, LLC$10003-23-2020
Dennis Carl LambertRBC Capital Markets, LLCMorgan Stanley03-13-2020
Ruth Boyer WhitlockRBC Capital Markets, LLCMorgan Stanley03-13-2020
Lindsay Sarah LambertRBC Capital Markets, LLCMorgan Stanley03-13-2020
Christy Marie KennedyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-11-2020
Nancy J. AnstoetterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-09-2020
Jeffrey Stuart RodvienRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-05-2020
Melissa Lee MarshRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Helen L AbeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-03-2020
Brad Robert MargisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
David Jon TilkensRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-24-2020
Michael Todd BusickRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-24-2020
Richard Eric VezinaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6602-24-2020
Trent Carl NelsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-24-2020
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Showing 1 to 25 of 1,535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.