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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Robert BynumRBC Capital Markets, LLCMorgan Stanley & Co. LLC$2501-02-2009
Greg David HornokRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Paul G. GeisRBC Capital Markets, LLCUBS Financial Services Inc.01-02-2009
Teresa Rose SoppetRBC Capital Markets, LLCOppenheimer & Co. Inc.01-05-2009
Joseph Thompson BinderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Thomas Alexander HandRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Dennis Dingman HobbsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
William Thomas HedgesRBC Capital Markets, LLCUBS Financial Services Inc.01-08-2009
Susan Diane DubowRBC Capital Markets, LLCCitigroup Global Markets Inc.$5001-08-2009
Christopher J DorsiRBC Capital Markets, LLCCitigroup Global Markets Inc.01-08-2009
Sean Matthew O'NeillRBC Capital Markets, LLCUBS Financial Services Inc.01-08-2009
Lance Duncan NewlinRBC Capital Markets, LLCUBS Financial Services Inc.01-08-2009
Shelley Leah JohnsonRBC Capital Markets, LLCUBS Financial Services Inc.01-08-2009
Gary Michael PetrucciRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
Bruce Leon KalajianRBC Capital Markets, LLCCitigroup Global Markets Inc.$10001-09-2009
Ralph Michaels SlocumRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
Russell Allen MansfieldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2501-09-2009
Jeffrey Davis CurrieRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
Edward C G Tyree IIIRBC Capital Markets, LLCCitigroup Global Markets Inc.$5001-09-2009
Adam Jason RickRBC Capital Markets, LLCUBS Financial Services Inc.01-13-2009
Michael Stanley SlishinskyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Allen Dale BakerRBC Capital Markets, LLCUBS Financial Services Inc.$5001-15-2009
Robert Rymer MargolinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Joe Hugh PerroneRBC Capital Markets, LLCCitigroup Global Markets Inc.01-16-2009
David Frederic MiloweRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10001-16-2009
Next Page »

Showing 1 to 25 of 1,513 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.