Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-07-2011
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron Lynn FosterRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5006-26-2018
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$1003-10-2015
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Adam Ross RosenzweigRBC Capital Markets, LLCMorgan Stanley$5008-01-2014
Adam Seth KreutnerRBC Capital Markets, LLCUBS Financial Services Inc.08-16-2018
Alan Edward GoldsteinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$27210-27-2017
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.02-25-2009
Alan Robert SawayaRBC Capital Markets, LLCMorgan Stanley05-06-2010
Albert Leonard Blakes IIIRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Albin J DalekiRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.$15008-17-2018
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2015
Alexander Hoffmann DavisRBC Capital Markets, LLCMorgan Stanley05-15-2017
Alexander James NierlingRBC Capital Markets, LLCMorgan Stanley10-04-2012
Alexander Laird IngallsRBC Capital Markets, LLCUBS Financial Services Inc.05-26-2009
Alexander M. SugarRBC Capital Markets, LLCMorgan Stanley05-15-2017
Alfred Llewellyn Hobgood IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15011-02-2017
Alfred Llewellyn Hobgood IVRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-02-2017
Alison Mills GardnerRBC Capital Markets, LLCMorgan Stanley$5008-31-2017
Allen Finer LevyRBC Capital Markets, LLCMorgan Stanley06-18-2013
Allen LangerRBC Capital Markets, LLCUBS Financial Services Inc.11-03-2017
Alphonso Jacob RipaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2009
Amanda Yvonne PeetzRBC Capital Markets, LLCPiper Jaffray & Co.01-05-2018
Amit ShashidharanRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
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Showing 1 to 25 of 908 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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