Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Stephen GeorgeRBC Capital Markets, LLCEdward Jones06-12-2015
Zachary S. HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Zachary Douglas PersinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Young M. ChungRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2016
Yevgeny PopovichRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
William Walton BrownRBC Capital Markets, LLCJ.P. Morgan Securities LLC$10006-12-2014
William Timothy OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
William Thomas HedgesRBC Capital Markets, LLCUBS Financial Services Inc.01-08-2009
William Stanton TysonRBC Capital Markets, LLCSanders Morris Harris LLC$10009-22-2017
William Ross AllfordRBC Capital Markets, LLCRaymond James Financial Services, Inc.$20004-28-2016
William Roger McGuinnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-06-2009
William Robert Brandenberger, Irving ReynaRBC Capital Markets, LLCHilltop Securities Inc.05-11-2015
William Patrick LangdonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9302-22-2018
William Joseph SmartRBC Capital Markets, LLCMorgan Stanley$1006-29-2017
William Joseph MorethRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$8809-30-2016
William Joseph HertzogRBC Capital Markets, LLCWells Fargo Clearing Services, LLC06-01-2016
William John Koren Jr.RBC Capital Markets, LLCFirst Internet Securities Network12-12-2011
William James Hoelzel IVRBC Capital Markets, LLCMutual of Omaha Investor Services, Inc.$5011-06-2013
William James Hocking, Daniel James HockingRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-11-2009
William George HaringRBC Capital Markets, LLCMorgan Stanley06-21-2016
William Ernest StockumRBC Capital Markets, LLCHilltop Securities Inc.10-10-2017
William Edwin Cates, Victoria Sue Smitherman, David Bradley Cates, Joseph Anthony Romero, Christopher Nisbet CatesRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-04-2009
William Christopher GlassmanRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
William C. Morris IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5002-01-2017
William Bruce CarikerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-04-2010
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Showing 1 to 25 of 912 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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