Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Ronnebaum SuttonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-23-2020
Derek Robert BohmRBC Capital Markets, LLCPruco Securities, LLC.04-20-2020
Adrienne Diane HartRBC Capital Markets, LLCMorgan Stanley03-30-2020
Frank Michael D'AntuonoRBC Capital Markets, LLCUBS Financial Services Inc.03-26-2020
Dennis Carl LambertRBC Capital Markets, LLCMorgan Stanley03-13-2020
Ruth Boyer WhitlockRBC Capital Markets, LLCMorgan Stanley03-13-2020
Lindsay Sarah LambertRBC Capital Markets, LLCMorgan Stanley03-13-2020
Christy Marie KennedyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-11-2020
Nancy J. AnstoetterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-09-2020
Melissa Lee MarshRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Brad Robert MargisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Robert David CummingsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Robert E. Pratel Jr.RBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Janalee E BusickRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Trevor Jaeck SkaggsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Jacob Thomas CummingsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Jordan KawlewskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Joseph E. PalermoRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Vincent John Albanese IIIRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Daniel Richard GounarisRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Daniel S. BachmannRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Melinda Elyse WiseRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Jack Arnold Gorsuch Jr.RBC Capital Markets, LLCAmeriprise Financial Services, LLC02-03-2020
Kristi Lynn OwensRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Samuel B. DrakeRBC Capital Markets, LLCMorgan Stanley01-16-2020
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Showing 1 to 25 of 1,535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.