Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg David HornokRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-02-2009
Joseph Thompson BinderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Thomas Alexander HandRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2009
Dennis Dingman HobbsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-07-2009
Michael Stanley SlishinskyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26001-15-2009
Michael Paul CoutreRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2009
Larry Jay FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Shane Michael FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Tony J FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Duke Nhien TranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Steven Craig AndersonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-05-2009
Michael Bernard NadeauRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-13-2009
Gordon Iver Erikson Jr.RBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50002-13-2009
Suzanne Cline Boyd-ChapmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-23-2009
Keith Ronald DavisRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-27-2009
Bradford M PutnamRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$40002-27-2009
Gerald Laurence KulikRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-02-2009
David Charles ThompsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2009
Gordon MartinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2009
John R FrenzelRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2009
Randall E DugganRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2009
Jeffrey Warren DobbelmannRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-13-2009
Christopher John CoghlanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2009
Jeffrey Jones MarsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25004-01-2009
Lisa W FourakerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.