Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-03-2018
Alan Edward GoldsteinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$27210-27-2017
Alex Fritzsche Jennifer EdgellRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$18506-03-2015
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2015
Alexander J ArmbrusterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Alexander Nicholas AubreyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Alon HaimRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Alphonso Jacob RipaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-23-2009
Andrea SavvaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-12-2018
Anita Marie LicariRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-27-2017
Ann E BuckRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1104-09-2015
Anthony John LagowskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Anthony P CullenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2017
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Benjamin J FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Bob Iglehart Gabriel Aguirre Ryan Wilson Courtney HershbergerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$28008-26-2011
Brad Robert MargisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Brandt Haring Joe SmartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$31806-29-2017
Brannon J GuyetteRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-03-2019
Brian Arthur GeltzeilerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Brooke C JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
Carl Charles Martin IlgRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Carter Harrison FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Cason D SwinnRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2017
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Showing 1 to 25 of 228 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.