Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifton James KellyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
Stuart Thomas ReillyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
Terri Suzanne BrownRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
Foster Marshall ManierreRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Pasha GhaemiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Clifford Clinton IubeltRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2019
Robin Leanna BrunsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2019
David Joseph MozeleskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Susan Macdonald Davis ChatfieldRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Matthew BriggsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Alexander Nicholas AubreyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Frederick Gary WotrubaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Jacob Walker DaleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Chase Abram RosenbergRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Kerry A. FarleyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Alon HaimRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Nick ZulloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2019
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Lu Na XuRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Daniel Christian DuffeyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Jessica Rae WrightRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Taylor Erin StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Nicole Susan MolineuxRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
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Showing 1 to 25 of 205 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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