Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher R VandusenRBC Capital Markets, LLCMorgan Stanley$10002-15-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$50002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$50002-15-2019
Daniel James ShermanRBC Capital Markets, LLCMorgan Stanley$10011-02-2017
Christopher Gerald ClacksonRBC Capital Markets, LLCMorgan Stanley04-18-2017
Janet Fornear KirkRBC Capital Markets, LLCMorgan Stanley$50010-29-2015
Richard Paul Bondi Jr.RBC Capital Markets, LLCMorgan Stanley$10004-16-2015
Christine Jennifer ProntockRBC Capital Markets, LLCMorgan Stanley$50004-16-2015
Eric Anthony GregoryRBC Capital Markets, LLCMorgan Stanley$50004-16-2015
Brian James FridayRBC Capital Markets, LLCMorgan Stanley$50004-16-2015
Deborah Ann SullivanRBC Capital Markets, LLCMorgan Stanley$10010-09-2014
Christine Lynn SaittaRBC Capital Markets, LLCMorgan Stanley$15010-09-2014
Scott Charles TunisRBC Capital Markets, LLCMorgan Stanley$25009-05-2014
Robert James Corbett DunbarRBC Capital Markets, LLCMorgan Stanley04-30-2014
Patrick Joseph TobinRBC Capital Markets, LLCMorgan Stanley$15005-16-2013
Russell Samuel Sherred IIIRBC Capital Markets, LLCMorgan Stanley$10002-27-2013
Pamela Ann PasterickRBC Capital Markets, LLCMorgan Stanley$15002-13-2013
Kenneth Joseph KuskaRBC Capital Markets, LLCMorgan Stanley$50002-13-2013
Kathleen Marie CorralesRBC Capital Markets, LLCMorgan Stanley02-13-2013
Matthew S LawrenceRBC Capital Markets, LLCMorgan Stanley$25001-09-2013
Kathryn Edith MacdonaldRBC Capital Markets, LLCMorgan Stanley08-24-2012
Denise Renee PotterRBC Capital Markets, LLCMorgan Stanley$10004-19-2012
Thomas Bradley McCrackenRBC Capital Markets, LLCMorgan Stanley$10004-19-2012
Joshua Patrick SmeltzerRBC Capital Markets, LLCMorgan Stanley$25004-19-2012
Scott Alan SidesRBC Capital Markets, LLCMorgan Stanley$50004-19-2012
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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