Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven A. GordonRBC Capital Markets, LLCOppenheimer & Co. Inc.$15003-07-2019
Teresa Kay FeathermanRBC Capital Markets, LLCOppenheimer & Co. Inc.09-04-2018
Anibal Drelichman Jr.RBC Capital Markets, LLCOppenheimer & Co. Inc.$5008-29-2017
Paul Norman GershonRBC Capital Markets, LLCOppenheimer & Co. Inc.$2507-07-2017
Daniel Patrick HeenanRBC Capital Markets, LLCOppenheimer & Co. Inc.$2506-22-2017
Elliott Mitchell HollubRBC Capital Markets, LLCOppenheimer & Co. Inc.$10005-25-2017
Kristina B SvejdaRBC Capital Markets, LLCOppenheimer & Co. Inc.05-25-2017
James Joseph DotzmanRBC Capital Markets, LLCOppenheimer & Co. Inc.06-23-2016
Vincent Paul BaldassanoRBC Capital Markets, LLCOppenheimer & Co. Inc.$10012-04-2015
Charles Michael GreefRBC Capital Markets, LLCOppenheimer & Co. Inc.$5012-04-2015
Michael ShermanRBC Capital Markets, LLCOppenheimer & Co. Inc.07-24-2015
Jamie TamRBC Capital Markets, LLCOppenheimer & Co. Inc.07-24-2015
Stephen Todd WalkerRBC Capital Markets, LLCOppenheimer & Co. Inc.$10003-18-2015
Glenn Ivan BeyerRBC Capital Markets, LLCOppenheimer & Co. Inc.$2502-20-2015
John Joseph Delatush Jr.RBC Capital Markets, LLCOppenheimer & Co. Inc.$15012-09-2014
Jeffrey LasterRBC Capital Markets, LLCOppenheimer & Co. Inc.$20011-03-2014
Paul John PalloRBC Capital Markets, LLCOppenheimer & Co. Inc.$5011-03-2014
Frederick Scott LevineRBC Capital Markets, LLCOppenheimer & Co. Inc.$5011-03-2014
Lynn Ann BolandRBC Capital Markets, LLCOppenheimer & Co. Inc.11-22-2013
Thomas Scott DexterRBC Capital Markets, LLCOppenheimer & Co. Inc.$2507-19-2013
Brynn Alexandra MorrisRBC Capital Markets, LLCOppenheimer & Co. Inc.07-19-2013
Jeffrey Richardson BaconRBC Capital Markets, LLCOppenheimer & Co. Inc.$15009-28-2012
William Matthew LawlorRBC Capital Markets, LLCOppenheimer & Co. Inc.04-30-2012
John Blaise EbaniettiRBC Capital Markets, LLCOppenheimer & Co. Inc.$15001-12-2012
Matthew WinthropRBC Capital Markets, LLCOppenheimer & Co. Inc.$5007-14-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.