Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Bilski RBC Capital Markets, LLCUBS Financial Services Inc.$65006-04-2020
Roger W Stephens Dan RothenbergRBC Capital Markets, LLCUBS Financial Services Inc.$7,50012-04-2019
Lawrence Scott Pann Donnie DeYoungRBC Capital Markets, LLCUBS Financial Services Inc.$32508-22-2019
Mark Santia Edmund FosterRBC Capital Markets, LLCUBS Financial Services Inc.$36611-30-2017
Timothy WoodsRBC Capital Markets, LLCUBS Financial Services Inc.$25011-21-2017
Allen Langer J Fredrick Martinez Marnie RoseRBC Capital Markets, LLCUBS Financial Services Inc.$23111-03-2017
Todd MitchellRBC Capital Markets, LLCUBS Financial Services Inc.$22009-01-2017
Tracey Schusterman Rosa MazzoneRBC Capital Markets, LLCUBS Financial Services Inc.$37504-21-2017
Tim McEwenRBC Capital Markets, LLCUBS Financial Services Inc.$30712-15-2016
David DePaulRBC Capital Markets, LLCUBS Financial Services Inc.$31212-08-2016
Gregory J KenzikRBC Capital Markets, LLCUBS Financial Services Inc.$30011-30-2015
Edward J Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$15010-29-2015
Dustin A SmithRBC Capital Markets, LLCUBS Financial Services Inc.$18304-01-2015
James R RubintonRBC Capital Markets, LLCUBS Financial Services Inc.$10604-01-2015
James Winkler Lauren Johnson Randi RichardsonRBC Capital Markets, LLCUBS Financial Services Inc.$19512-08-2014
Peter ClearyRBC Capital Markets, LLCUBS Financial Services Inc.$13006-02-2014
Kelly D KerrRBC Capital Markets, LLCUBS Financial Services Inc.$11501-10-2014
Chuck Putney Bill McCraeRBC Capital Markets, LLCUBS Financial Services Inc.$50006-17-2010
Thomas BrockleyRBC Capital Markets, LLCUBS Financial Services Inc.$16002-22-2010
Kris Andreas WappausRBC Capital Markets, LLCUBS Financial Services Inc.$2509-17-2020
Carol Ann WilshireRBC Capital Markets, LLCUBS Financial Services Inc.$5009-03-2020
Lisa Anne ByrneRBC Capital Markets, LLCUBS Financial Services Inc.07-30-2020
Mark Albert BilskiRBC Capital Markets, LLCUBS Financial Services Inc.$2506-04-2020
Melanie Anne ClishRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2020
Jeffrey Robert HymanRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.