Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Thomas HedgesRBC Capital Markets, LLCUBS Financial Services Inc.$5001-08-2009
Sean Matthew ONeillRBC Capital Markets, LLCUBS Financial Services Inc.$4201-08-2009
Lance Duncan NewlinRBC Capital Markets, LLCUBS Financial Services Inc.$6701-08-2009
Shelley Leah JohnsonRBC Capital Markets, LLCUBS Financial Services Inc.01-08-2009
Gary Michael PetrucciRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
Jeffrey Davis CurrieRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
Thomas John BrandtRBC Capital Markets, LLCUBS Financial Services Inc.$15001-16-2009
Matthew Bartlett SorensonRBC Capital Markets, LLCUBS Financial Services Inc.$11502-06-2009
Gregory Scott JohnsonRBC Capital Markets, LLCUBS Financial Services Inc.$15002-10-2009
Michael Lee KarelsRBC Capital Markets, LLCUBS Financial Services Inc.$15002-11-2009
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.$10002-25-2009
Robert Francis Brown JrRBC Capital Markets, LLCUBS Financial Services Inc.$10002-25-2009
Scott R ChappellRBC Capital Markets, LLCUBS Financial Services Inc.03-03-2009
Joseph A Di Vito JrRBC Capital Markets, LLCUBS Financial Services Inc.03-11-2009
Michael Wayne NorvellRBC Capital Markets, LLCUBS Financial Services Inc.04-03-2009
Steven Neil SpenceRBC Capital Markets, LLCUBS Financial Services Inc.$15004-09-2009
Marcia Marie Moore-HullRBC Capital Markets, LLCUBS Financial Services Inc.04-09-2009
Christopher Peter KlavinsRBC Capital Markets, LLCUBS Financial Services Inc.04-09-2009
Kevin Wayne PikerRBC Capital Markets, LLCUBS Financial Services Inc.$10004-16-2009
Christopher Robert Kulesa MrRBC Capital Markets, LLCUBS Financial Services Inc.$4004-16-2009
John Anthony GermainRBC Capital Markets, LLCUBS Financial Services Inc.$15004-17-2009
Craig Harmon Shaver IiiRBC Capital Markets, LLCUBS Financial Services Inc.$15004-23-2009
Brian Robert ZimnyRBC Capital Markets, LLCUBS Financial Services Inc.$15004-24-2009
Mark Gerard DewaneRBC Capital Markets, LLCUBS Financial Services Inc.$15005-04-2009
Ashli Brooke WelchRBC Capital Markets, LLCUBS Financial Services Inc.$5005-08-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.