Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Gabrielle Mary ClemensRBC Capital Markets, LLCUBS Financial Services Inc.10-12-2018
Adam Seth KreutnerRBC Capital Markets, LLCUBS Financial Services Inc.08-16-2018
Benjamin Joseph HeiseRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Ryan James NottestadRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
J Fredrick MartinezRBC Capital Markets, LLCUBS Financial Services Inc.11-03-2017
Allen LangerRBC Capital Markets, LLCUBS Financial Services Inc.11-03-2017
Todd Duane MitchellRBC Capital Markets, LLCUBS Financial Services Inc.09-01-2017
Christopher Allen CassadayRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Jeffrey Lee BahnsonRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Rosa A MazzoneRBC Capital Markets, LLCUBS Financial Services Inc.04-21-2017
Timothy McEwenRBC Capital Markets, LLCUBS Financial Services Inc.12-15-2016
Bradley Thomas Thomas SchindlerRBC Capital Markets, LLCUBS Financial Services Inc.12-15-2016
David Michael DepaulRBC Capital Markets, LLCUBS Financial Services Inc.12-06-2016
Kimberly Renee ShappeeRBC Capital Markets, LLCUBS Financial Services Inc.11-17-2016
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2015
Michael K WarneRBC Capital Markets, LLCUBS Financial Services Inc.07-08-2015
Timothy Joseph DunneRBC Capital Markets, LLCUBS Financial Services Inc.05-08-2015
Matthew Alan FossRBC Capital Markets, LLCUBS Financial Services Inc.05-05-2015
Anne Marie MetroRBC Capital Markets, LLCUBS Financial Services Inc.04-01-2015
James Kevin Winkler, Lauren Michelle Johnson HoushRBC Capital Markets, LLCUBS Financial Services Inc.12-08-2014
Frank B. Emmerling, Leslie Anne Craven, Frank B. EmmerlingRBC Capital Markets, LLCUBS Financial Services Inc.11-08-2013
Philip John SerafineRBC Capital Markets, LLCUBS Financial Services Inc.03-21-2013
Michael Allan IsolaRBC Capital Markets, LLCUBS Financial Services Inc.12-11-2012
Next Page »

Showing 1 to 25 of 110 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.