Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$50010-07-2011
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-24-2018
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Alan Thomas CirulliRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10001-07-2020
Alfred L Hobgood III Alfred L Hobgood IV A Harrison PeatrossRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$18211-02-2017
Alfred Llewellyn Hobgood IVRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5011-02-2017
Amy Kuo CaffeseRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-30-2017
Andrew Harrison Peatross JrRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-02-2017
Andrew KrantzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-15-2012
Andrew R StromwallRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-19-2017
Andrew Wilson McWilliamsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00010-25-2019
Angela Jo KieferRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2511-11-2011
Angelina MilenevskyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Barbara Joan FrenzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-01-2020
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Beckie DotyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-16-2014
Benjamin Haydon Spalding IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-31-2019
Brady Edward PedlerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-25-2020
Brandon Angelo FancherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-23-2019
Brent Lee HansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Brian James KerwinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-14-2018
Brian Wayne KochRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-13-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Bruce Farrell RosenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15008-15-2018
Bruce Georgi Gerald BarkleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20508-30-2017
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Showing 1 to 25 of 213 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.