Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Donald FarrellRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-14-2020
Steven Jay FrancoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-04-2020
Jeremy Ronnebaum SuttonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-23-2020
Christy Marie KennedyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-11-2020
Nancy Jo AnstoetterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-09-2020
Julie Christine SkinnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-25-2019
Corina Starr HughesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-25-2019
Peter D LoguidiceRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-21-2019
Jeffrey Matthew ScofieldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2019
Liz Ann CorriherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-21-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-21-2019
Kim Louise CollinsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-13-2019
Steven Carl RunnionRBC Capital Markets, LLCWells Fargo Clearing Services, LLC02-13-2019
Paul Henri PoulinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Glenn Simon ZavorskasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Jane-Ellen Elisbeth SymmesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Michael John OvittRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-10-2018
Michael W CormierRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-10-2018
Sean Anthony PhillipsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-16-2018
Maddalena M ParksRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-17-2018
Timothy Joseph GatesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-17-2018
John PerryRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Robin JohnsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Michael Joseph FoodyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-26-2018
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Showing 1 to 25 of 213 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.