Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Diane DubowRBC Capital Markets, LLCCitigroup Global Markets Inc.$3301-08-2009
Joseph A Di Vito JrRBC Capital Markets, LLCUBS Financial Services Inc.03-11-2009
Mark Gerard DewaneRBC Capital Markets, LLCUBS Financial Services Inc.$15005-04-2009
Timothy Duffy CowdreyRBC Capital Markets, LLCBanc of America Investment Services, Inc.$1007-15-2009
Douglas Steven ManceRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-29-2009
Shea Forester CreedRBC Capital Markets, LLCGlobal Atlantic Distributors, LLC10-15-2009
Jason William BraunsteinRBC Capital Markets, LLCMorgan Stanley$2508-06-2010
Jason BraunsteinRBC Capital Markets, LLCMorgan Stanley$3908-12-2010
Sydney Dawn FoxRBC Capital Markets, LLCMorgan Stanley09-10-2010
Daniel Richard FoxRBC Capital Markets, LLCMorgan Stanley09-10-2010
Daniel FoxRBC Capital Markets, LLCMorgan Stanley$8509-20-2010
Glenn August PahnkeRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$15002-18-2011
Mark S AckelRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated02-18-2011
Glenn Pahnke Mark Ackel Kay Kulbeth Mona Johnson Kerry PatelRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$30002-25-2011
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$50010-07-2011
Harold Glen Hatch JrRBC Capital Markets, LLCMorgan Stanley$5004-22-2013
Samuel Todd LeeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15008-28-2014
Charles Joseph Pisoni JrRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-12-2014
Charles Chip PisoniRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-15-2014
Timothy Joseph DunneRBC Capital Markets, LLCUBS Financial Services Inc.$15005-08-2015
William Joseph HertzogRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00006-01-2016
Edward James Churchill IiiRBC Capital Markets, LLCZions Direct, Inc.$1,00010-25-2016
Gregory James KraemerRBC Capital Markets, LLCVanguard Marketing Corporation11-21-2016
Larry LytleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11510-03-2017
Larry LytleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-03-2017
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.