Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Brian MaudeRBC Capital Markets, LLCMorgan Stanley01-07-2020
Jay Paul SantangeloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Foster Marshall ManierreRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Pasha GhaemiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Kelly Alan McGrewRBC Capital Markets, LLCUBS Financial Services Inc.09-24-2019
Richard Erwin Dodge Jr.RBC Capital Markets, LLCUBS Financial Services Inc.$15009-24-2019
Darwin Clair CampbellRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-04-2019
Matthew Richard MatherlyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2019
Alexander Nicholas AubreyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Lawrence Scott PannRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Donnie DeyoungRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Roger M SmithRBC Capital Markets, LLCFirst Allied Securities, Inc.$5008-08-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Christopher James CoburnRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$5009-20-2018
Joel Edwin MosserRBC Capital Markets, LLCWilbanks Securities, Inc.$3008-14-2017
Reagan Andrew ShoppRBC Capital Markets, LLCColumbia Management Investment Distributors, Inc.03-17-2017
Conrad Jeffrey AndringaRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated06-03-2016
Joshua M. FudgeRBC Capital Markets, LLCForeside Funds Distributors LLC05-02-2016
James Kay MurrayRBC Capital Markets, LLCMorgan Stanley$2504-28-2016
Kim Louise RitchieRBC Capital Markets, LLCMorgan Stanley04-28-2016
Ryan S. GriegoRBC Capital Markets, LLCMorgan Stanley$5004-28-2016
Phillip Leonard DispenseRBC Capital Markets, LLCMorgan Stanley$5010-21-2015
Ron Allen ZimmermannRBC Capital Markets, LLCMorgan Stanley$5010-21-2015
Gary A PetersonRBC Capital Markets, LLCMorgan Stanley10-21-2015
Michael K WarneRBC Capital Markets, LLCUBS Financial Services Inc.07-08-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.