Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles H RandallRBC Capital Markets, LLCCharles Schwab & Co., Inc.$15010-01-2019
Mary Elizabeth DaleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Jacob W DaleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Chase Abram RosenbergRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Christopher James SandersRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Daniel E CrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Randall Dean HartleyRBC Capital Markets, LLCMorgan Stanley$1,00005-16-2019
Christy Leone MorrisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2018
John Angelo MorabitoRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-21-2018
Norman Charles SchafferRBC Capital Markets, LLCMorgan Stanley$10002-21-2017
Gray JacksonRBC Capital Markets, LLCMorgan Stanley$14005-06-2016
Grady JacksonRBC Capital Markets, LLCMorgan Stanley$14004-28-2016
Grady O Jackson IiiRBC Capital Markets, LLCMorgan Stanley$15004-27-2016
Larry Cummings Clifford WangRBC Capital Markets, LLCBarclays Capital Inc.10-15-2015
Lawrence William Cummings JrRBC Capital Markets, LLCBarclays Capital Inc.10-12-2015
Clifford G WangRBC Capital Markets, LLCBarclays Capital Inc.$15010-12-2015
Gary Stephen FrederickRBC Capital Markets, LLCMorgan Stanley07-03-2013
Jacob Mckenna LongoriaRBC Capital Markets, LLCMorgan Stanley$15010-12-2012
Franklin Raymond Mcintyre IiiRBC Capital Markets, LLCMorgan Keegan & Company, Inc.03-30-2012
Michael King Degolian SrRBC Capital Markets, LLCMorgan Keegan & Company, Inc.12-16-2011
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.