Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles H RandallRBC Capital Markets, LLCCharles Schwab & Co., Inc.$15010-01-2019
Mary Elizabeth DaleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-29-2019
Jacob Walker DaleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Chase Abram RosenbergRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Daniel E CrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-20-2019
Christopher James SandersRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-20-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$50005-24-2019
Randall Dean HartleyRBC Capital Markets, LLCMorgan Stanley$10005-16-2019
John Angelo MorabitoRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-21-2018
Christy Leone MorrisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-21-2018
Leslie Dodge BerryRBC Capital Markets, LLCINVEST Financial Corporation07-31-2017
Norman Charles SchafferRBC Capital Markets, LLCMorgan Stanley$50002-21-2017
Grady Overton Jackson IIIRBC Capital Markets, LLCMorgan Stanley$10004-27-2016
Clifford G. WangRBC Capital Markets, LLCBarclays Capital Inc.$10010-12-2015
Lawrence William Cummings Jr.RBC Capital Markets, LLCBarclays Capital Inc.10-12-2015
Christopher Dennis AndersonRBC Capital Markets, LLCMorgan Stanley$10006-09-2014
Gary Stephen FrederickRBC Capital Markets, LLCMorgan Stanley$10007-03-2013
Nancy Anne DuntonRBC Capital Markets, LLCCarter, Terry & Company, Inc.03-28-2013
Jacob Mckenna LongoriaRBC Capital Markets, LLCMorgan Stanley$15010-12-2012
Franklin Raymond McIntyre IIIRBC Capital Markets, LLCMorgan Keegan & Company, Inc.03-30-2012
Michael King Degolian Sr.RBC Capital Markets, LLCMorgan Keegan & Company, Inc.$50012-16-2011
Dennis Wayne InmanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-30-2009
Robert Rymer MargolinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-16-2009
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-16-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.