Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erin Michele HarmonRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2019
Burke Alexander LodgeRBC Capital Markets, LLCSelway Asset Management, Inc.07-31-2019
Philip James BartlettRBC Capital Markets, LLCClearwater Advisors, LLC07-25-2018
Frank B. GrinnellRBC Capital Markets, LLCTenzing Capital, LLC03-12-2015
Brian William PostRBC Capital Markets, LLCRoth Capital Partners, LLC07-24-2013
Duane Frank RichterRBC Capital Markets, LLCEdward Jones04-26-2013
Randy Boyd WelbornRBC Capital Markets, LLCEdward Jones03-03-2010
Jeffrey Davis CurrieRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
David John SannaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-12-2009
Harold Todd HarmonRBC Capital Markets, LLCUBS Financial Services Inc.$10010-29-2019

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.