Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-05-2018
Nicholas Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-24-2018
Robert Allen GoodwinRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-23-2012
Linda Sue MacleanRBC Capital Markets, LLCBanc of America Investment Services, Inc.06-15-2009
Barrie Sue NienstedtRBC Capital Markets, LLCBanc of America Investment Services, Inc.05-08-2009
Abraham M. GlaserRBC Capital Markets, LLCKeel Point Capital, LLC06-16-2016
Scott Gene HolderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-25-2012
Todd A. HaynesRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-25-2012
Kenneth Jason CarterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Thomas Scott WoodwardRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Matthew HavertyRBC Capital Markets, LLCMorgan Stanley$5002-08-2019
Steven Ray LofquistRBC Capital Markets, LLCMorgan Stanley12-11-2009
Elliott Mitchell HollubRBC Capital Markets, LLCOppenheimer & Co. Inc.$10005-25-2017
Kristina B SvejdaRBC Capital Markets, LLCOppenheimer & Co. Inc.05-25-2017
Thomas Scott DexterRBC Capital Markets, LLCOppenheimer & Co. Inc.$2507-19-2013
Brynn Alexandra MorrisRBC Capital Markets, LLCOppenheimer & Co. Inc.07-19-2013
Mark Wheeler HarrisRBC Capital Markets, LLCOppenheimer & Co. Inc.$2505-08-2009
Thomas L TalkingtonRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10001-29-2010
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Michael Arthur DowerRBC Capital Markets, LLCUBS Financial Services Inc.$15008-23-2018
Jeffrey Lee BahnsonRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Paul Douglas DebeyRBC Capital Markets, LLCUBS Financial Services Inc.$5005-01-2017
Christopher Allen CassadayRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Ashli Brooke WelchRBC Capital Markets, LLCUBS Financial Services Inc.$10005-08-2009
Peter A. VroomanRBC Capital Markets, LLCUBS Financial Services Inc.04-16-2009
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.