Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd A. HaynesRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-25-2012
Thomas Scott WoodwardRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Thomas Scott DexterRBC Capital Markets, LLCOppenheimer & Co. Inc.$2507-19-2013
Thomas L TalkingtonRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10001-29-2010
Steven Ray LofquistRBC Capital Markets, LLCMorgan Stanley12-11-2009
Seymour KrinskyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10004-16-2014
Scott Gene HolderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-25-2012
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-05-2018
Robert Allen GoodwinRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-23-2012
Peter A. VroomanRBC Capital Markets, LLCUBS Financial Services Inc.04-16-2009
Paul Douglas DebeyRBC Capital Markets, LLCUBS Financial Services Inc.$5005-01-2017
Nicholas Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-24-2018
Michael Arthur DowerRBC Capital Markets, LLCUBS Financial Services Inc.$15008-23-2018
Matthew HavertyRBC Capital Markets, LLCMorgan Stanley$5002-08-2019
Mark Wheeler HarrisRBC Capital Markets, LLCOppenheimer & Co. Inc.$2505-08-2009
Linda Sue MacleanRBC Capital Markets, LLCBanc of America Investment Services, Inc.06-15-2009
Kyle DoegeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-16-2014
Kristina B SvejdaRBC Capital Markets, LLCOppenheimer & Co. Inc.05-25-2017
Kindell Dee EidsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10004-16-2014
Kevin Wayne PikerRBC Capital Markets, LLCUBS Financial Services Inc.04-16-2009
Kenneth Jason CarterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Jonathan Craig SarverRBC Capital Markets, LLCUBS Financial Services Inc.$5004-16-2009
Joanne RainesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-16-2017
Jeffrey Lee BahnsonRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Jeffrey Bruce KinneyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15007-07-2009
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.