Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brant Michael DespathyRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-15-2009
Barbara Ann HirshRBC Capital Markets, LLCCitigroup Global Markets Inc.05-01-2009
Chad Michael SimmonsRBC Capital Markets, LLCEaton Vance Distributors, Inc.12-10-2012
Jacqueline Alexis MiloweRBC Capital Markets, LLCForesters Financial Services, Inc.10-16-2017
Gary Anthony BrunoRBC Capital Markets, LLCJ.P. Morgan Securities LLC01-23-2018
Samuel Matthew Difiore Jr.RBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Paul G. GiglioRBC Capital Markets, LLCMorgan Stanley$5003-22-2019
David Allen PoulinRBC Capital Markets, LLCMorgan Stanley$10011-02-2017
Maryanne WaldmanRBC Capital Markets, LLCMorgan Stanley$10011-02-2017
Christopher Ryan BaylesRBC Capital Markets, LLCMorgan Stanley$5008-08-2017
Alexander M. SugarRBC Capital Markets, LLCMorgan Stanley05-15-2017
Alexander Hoffmann DavisRBC Capital Markets, LLCMorgan Stanley05-15-2017
William Joseph MorethRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$8809-30-2016
Lisa Maria AustinRBC Capital Markets, LLCUBS Financial Services Inc.$5010-12-2018
Gabrielle Mary ClemensRBC Capital Markets, LLCUBS Financial Services Inc.10-12-2018
David Charles AlmquistRBC Capital Markets, LLCUBS Financial Services Inc.$5009-21-2018
Kevin Jerome DonovanRBC Capital Markets, LLCUBS Financial Services Inc.$10003-10-2017
Peter Sean ClearyRBC Capital Markets, LLCUBS Financial Services Inc.$10006-02-2014
Mark Edward RabbeRBC Capital Markets, LLCUBS Financial Services Inc.$5009-06-2012
John Anthony GermainRBC Capital Markets, LLCUBS Financial Services Inc.$15004-17-2009
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-21-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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