Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Peter SchofieldRBC Capital Markets, LLCCetera Investment Services LLC10-07-2009
John Allen SargentRBC Capital Markets, LLCCetera Investment Services LLC$10008-28-2009
Brant Michael DespathyRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-15-2009
Barbara Ann HirshRBC Capital Markets, LLCCitigroup Global Markets Inc.$50005-01-2009
Thomas Palmer Fiorentino Jr.RBC Capital Markets, LLCCitigroup Global Markets Inc.03-23-2009
Chad Michael SimmonsRBC Capital Markets, LLCEaton Vance Distributors, Inc.12-10-2012
Jacqueline Alexis MiloweRBC Capital Markets, LLCForesters Financial Services, Inc.10-16-2017
Gary Anthony BrunoRBC Capital Markets, LLCJ.P. Morgan Securities LLC01-23-2018
Nick ZulloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2019
Thomas Alexander HandRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2009
Jessica Mansfield MorrisRBC Capital Markets, LLCMetLife Securities Inc.06-01-2016
Samuel Matthew Difiore Jr.RBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Paul G. GiglioRBC Capital Markets, LLCMorgan Stanley$50003-22-2019
Marissa Tirona MarianoRBC Capital Markets, LLCMorgan Stanley05-15-2018
Maryanne WaldmanRBC Capital Markets, LLCMorgan Stanley$10011-02-2017
David Allen PoulinRBC Capital Markets, LLCMorgan Stanley$10011-02-2017
Jeffrey David MaslankaRBC Capital Markets, LLCMorgan Stanley$50011-02-2017
Jennifer L ReardonRBC Capital Markets, LLCMorgan Stanley$20008-08-2017
Paul Louis Roche IIIRBC Capital Markets, LLCMorgan Stanley$25008-08-2017
Christopher Ryan BaylesRBC Capital Markets, LLCMorgan Stanley$50008-08-2017
Yuri Alexandrovich DaganRBC Capital Markets, LLCMorgan Stanley08-08-2017
Sheila Jean GoldenRBC Capital Markets, LLCMorgan Stanley$15005-15-2017
Alexander M. SugarRBC Capital Markets, LLCMorgan Stanley$50005-15-2017
Kathleen Bergen PearsonRBC Capital Markets, LLCMorgan Stanley05-15-2017
Alexander Hoffmann DavisRBC Capital Markets, LLCMorgan Stanley05-15-2017
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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