Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Roche Christopher BaylesRBC Capital Markets, LLCMorgan Stanley$60008-08-2017
Peter ClearyRBC Capital Markets, LLCUBS Financial Services Inc.$13006-02-2014
Edward Sandford Pegram IVRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-22-2020
Lisa Cathleen AndrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-22-2020
Francis Patrick McDonnell IIIRBC Capital Markets, LLCRaymond James & Associates, Inc.06-24-2020
Micah WilliamsRBC Capital Markets, LLCHeritage Financial Services, LLC10-25-2019
Marcel Theodore Siqueira DawsonRBC Capital Markets, LLCAllianz Global Investors Distributors LLC08-22-2019
Greg M KelleyRBC Capital Markets, LLCNomura Securities International, Inc.08-06-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Angelina MilenevskyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-21-2019
Nick ZulloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2019
Paul G GiglioRBC Capital Markets, LLCMorgan Stanley$5003-22-2019
Samuel Matthew Difiore JrRBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Alfred Jude ClemensRBC Capital Markets, LLCUBS Financial Services Inc.$5010-12-2018
Gabrielle Mary ClemensRBC Capital Markets, LLCUBS Financial Services Inc.10-12-2018
Lisa Maria AustinRBC Capital Markets, LLCUBS Financial Services Inc.$5010-12-2018
David Charles AlmquistRBC Capital Markets, LLCUBS Financial Services Inc.09-21-2018
Marissa Tirona MarianoRBC Capital Markets, LLCMorgan Stanley05-15-2018
Gary Anthony BrunoRBC Capital Markets, LLCJ.P. Morgan Securities LLC01-23-2018
Maryanne WaldmanRBC Capital Markets, LLCMorgan Stanley11-02-2017
David Allen PoulinRBC Capital Markets, LLCMorgan Stanley$15011-02-2017
Jeffrey David MaslankaRBC Capital Markets, LLCMorgan Stanley$5011-02-2017
Jacqueline Alexis MiloweRBC Capital Markets, LLCForesters Financial Services, Inc.10-16-2017
Jennifer L ReardonRBC Capital Markets, LLCMorgan Stanley$15008-08-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.