Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary S. HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Daniel Aloysius PetroRBC Capital Markets, LLCCapitol Securities Management, Inc.10-05-2009
Warren Douglas McPetersRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Christopher Walker, Cf F. HallRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Steven Shaw EagleyRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-23-2009
Louis John ForanRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-16-2009
Jeffrey Lawrence MunsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-17-2009
Sean Patrick TullyRBC Capital Markets, LLCCitigroup Global Markets Inc.$10002-11-2009
Christopher Frank SwattaRBC Capital Markets, LLCFerris, Baker Watts, LLC$20003-13-2009
Gregory Brian Kroneberger Jr.RBC Capital Markets, LLCFerris, Baker Watts, LLC$20003-13-2009
Geoffrey Harrison BrentRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Kenneth Henry RootRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Christopher Lee YinglingRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Andrew Brett PoulosRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Marc Patrick FirlieRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
James Riggs StaffordRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Earl David Walter Jr.RBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
John Robert BowenRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Mark Valentine DyerRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
David Sheppard DuncanRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
Keith Nicholas LanzoniRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
Perry Stephen FongRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
Thomas Charles OfarrellRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
Ira GanslerRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
Christopher Patrick KellyRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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