Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Michael Francis ByrneRBC Capital Markets, LLCMorgan Stanley04-17-2019
Jerry Dominic TrumanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Elizabeth A. GunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-27-2018
Christine Michelle BuckleyRBC Capital Markets, LLCHWA Financial Group10-03-2017
William Stanton TysonRBC Capital Markets, LLCSanders Morris Harris LLC$10009-22-2017
Chad Wesley EberlyRBC Capital Markets, LLCSunTrust Investment Services, Inc.09-05-2017
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
William Joseph SmartRBC Capital Markets, LLCMorgan Stanley$1006-29-2017
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Zachary S. HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2015
Jennifer Nicosia EdgellRBC Capital Markets, LLCLPL Financial LLC06-03-2015
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$1003-10-2015
Melanie Mcumber FolstadRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-08-2014
Katherine Stcharles ClarkRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-08-2014
Heather Amanda ClarkRBC Capital Markets, LLCMSEC, LLC10-31-2013
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
Theodore Stanislaus BlanchardRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-22-2013
Paul Anthony Keats Jr., John Hudson KeatsRBC Capital Markets, LLCMorgan Stanley$15007-25-2012
Eric ShadoffRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-03-2012
William John Koren Jr.RBC Capital Markets, LLCFirst Internet Securities Network12-12-2011
Paul Harper WilliamsRBC Capital Markets, LLCFirst Internet Securities Network12-05-2011
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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