Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yvonne Carla MelocheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
William Timothy OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
William James HockingRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-11-2009
William Dugas FeeRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Wayne William SchluchterRBC Capital Markets, LLCSchluchter Investment Advisors, Inc.$2509-14-2018
Wade Anthony SchererRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.01-16-2020
Trevor MaloneRBC Capital Markets, LLCAXA Advisors, LLC09-19-2018
Timothy Gerald ErnsteRBC Capital Markets, LLCRaymond James Financial Services, Inc.08-27-2018
Timothy Alan RosgaRBC Capital Markets, LLCAccess Financial Services, Inc.11-01-2016
Tiffany Dawn FahnhorstRBC Capital Markets, LLCUBS Financial Services Inc.06-30-2009
Thomas Peter BrownRBC Capital Markets, LLCEdward Jones07-22-2016
Thomas John BrandtRBC Capital Markets, LLCUBS Financial Services Inc.$20001-16-2009
Thomas David PinkRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5010-19-2016
Thomas Christopher WuertzRBC Capital Markets, LLCWells Fargo Investments, LLC$1011-10-2010
Thomas Charles PellRBC Capital Markets, LLCMorgan Stanley08-03-2018
Thomas Arthur SwanRBC Capital Markets, LLCMorgan Stanley11-20-2013
Theodore John BujoldRBC Capital Markets, LLCWells Fargo Investments, LLC12-10-2010
Terrence Edward BonkRBC Capital Markets, LLCOppenheimer & Co. Inc.$15003-01-2010
Susan Theresa FranklinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
Steven E CulbertRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-18-2017
Stephen William DaviesRBC Capital Markets, LLCMorgan Stanley05-23-2013
Stephen A BraatzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5010-02-2018
Stacy L. JohnsonRBC Capital Markets, LLCEdward Jones10-06-2015
Shawn Michael GrayRBC Capital Markets, LLCNorthwestern Mutual Investment Services, LLC$5006-12-2013
Sean Patrick NaughtonRBC Capital Markets, LLCPiper Sandler & Co.09-29-2017
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.