Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Allen MansfieldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-09-2009
Scott Edward DeffinbaughRBC Capital Markets, LLCLPL Financial LLC02-27-2009
Charles Joseph Chirchirillo JrRBC Capital Markets, LLCCitigroup Global Markets Inc.03-06-2009
James Lloyd Moore JrRBC Capital Markets, LLCCitigroup Global Markets Inc.04-01-2009
Ralph Neal Clark JrRBC Capital Markets, LLCCitigroup Global Markets Inc.04-09-2009
Frank David VoliRBC Capital Markets, LLCCitigroup Global Markets Inc.05-07-2009
David Christopher TeagueRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-10-2014
Robert James GippRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-19-2017
Jared R SmithRBC Capital Markets, LLCJanney Montgomery Scott LLC$14508-30-2017
Jared Richard SmithRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-30-2017
Alfred L Hobgood III Alfred L Hobgood IV A Harrison PeatrossRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$18211-02-2017
Andrew Harrison Peatross JrRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-02-2017
Alfred Llewellyn Hobgood IVRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5011-02-2017
Joseph A Friend Ross GordonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20811-08-2017
Ross Lionel GordonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-08-2017
Joseph Andrew FriendRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-08-2017
Kyle Lanning ClementsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
William Patrick LangdonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9302-22-2018
David G McClureRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00006-06-2018
Brooke StephensRBC Capital Markets, LLCOneAmerica Securities, Inc.10-08-2018
Steven Carl RunnionRBC Capital Markets, LLCWells Fargo Clearing Services, LLC02-13-2019
Liz Ann CorriherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-21-2019
Gina Ricci MooreRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-22-2019
Adrienne Diane HartRBC Capital Markets, LLCMorgan Stanley03-30-2020
Sean Ronald FrelkeRBC Capital Markets, LLCBB&T Securities, LLC05-13-2020

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.