Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Todd LichtensteinRBC Capital Markets, LLCMorgan Stanley$50001-18-2019
Margaret PhilbinRBC Capital Markets, LLCMorgan Stanley01-18-2019
Steven NadlerRBC Capital Markets, LLCMorgan Stanley$25003-16-2018
Jacob Jasen ManczykRBC Capital Markets, LLCMorgan Stanley03-16-2018
Justin Paul FerdulaRBC Capital Markets, LLCMorgan Stanley05-08-2017
Jamie Ivette RonRBC Capital Markets, LLCMorgan Stanley09-26-2016
Patrick Leonard FlanaganRBC Capital Markets, LLCMorgan Stanley$15012-02-2015
John W. Claghorn IVRBC Capital Markets, LLCMorgan Stanley$15006-22-2015
Kevin Gerard ToolanRBC Capital Markets, LLCMorgan Stanley$15001-05-2015
Thomas R Wahl Jr.RBC Capital Markets, LLCMorgan Stanley$25010-30-2014
Brett Holbrook CoulterRBC Capital Markets, LLCMorgan Stanley09-11-2014
Adam Ross RosenzweigRBC Capital Markets, LLCMorgan Stanley$50008-01-2014
Bernard FischRBC Capital Markets, LLCMorgan Stanley$10005-22-2014
Brian R. KeenanRBC Capital Markets, LLCMorgan Stanley$10005-16-2014
Steven Dimino Jr.RBC Capital Markets, LLCMorgan Stanley$25012-06-2013
David William WeigelRBC Capital Markets, LLCMorgan Stanley$50012-06-2013
Ira Howard MarkRBC Capital Markets, LLCMorgan Stanley$10010-04-2013
Michael J BergerRBC Capital Markets, LLCMorgan Stanley$10010-04-2013
Arline Holly SegalRBC Capital Markets, LLCMorgan Stanley$10002-01-2013
Paul Allan BeckRBC Capital Markets, LLCMorgan Stanley$10012-04-2012
Stephen Joseph BeninatiRBC Capital Markets, LLCMorgan Stanley$50011-01-2012
Laurence Scott LubkinRBC Capital Markets, LLCMorgan Stanley$15007-27-2012
Timothy Frances KinsleyRBC Capital Markets, LLCMorgan Stanley$15004-03-2012
Christopher Thomas SeefeldtRBC Capital Markets, LLCMorgan Stanley$10003-19-2010
William Charles ThumanRBC Capital Markets, LLCMorgan Stanley$10010-23-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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