Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Greaves BosworthRBC Capital Markets, LLCCitigroup Global Markets Inc.$2502-04-2009
Curtis Wallace FaulknerRBC Capital Markets, LLCMorgan Stanley & Co. LLC$15002-05-2009
Elizabeth A HoefleRBC Capital Markets, LLCMorgan Stanley & Co. LLC$15002-05-2009
Matthew Bartlett SorensonRBC Capital Markets, LLCUBS Financial Services Inc.$11502-06-2009
Steven Neil SpenceRBC Capital Markets, LLCUBS Financial Services Inc.$15004-09-2009
Marcia Marie Moore-HullRBC Capital Markets, LLCUBS Financial Services Inc.04-09-2009
Christopher Peter KlavinsRBC Capital Markets, LLCUBS Financial Services Inc.04-09-2009
Stephen Lane WatkinsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-01-2009
John Cronin MenefeeRBC Capital Markets, LLCMorgan Stanley$15001-15-2010
Thomas Francis MeagherRBC Capital Markets, LLCMorgan Stanley01-15-2010
Charles Henry PutneyRBC Capital Markets, LLCUBS Financial Services Inc.06-11-2010
Chuck Putney Bill McCraeRBC Capital Markets, LLCUBS Financial Services Inc.$50006-17-2010
Steven Arthur RapfRBC Capital Markets, LLCUBS Financial Services Inc.06-25-2010
Larry Emil VanlaninghamRBC Capital Markets, LLCMorgan Stanley$15009-23-2010
Kevin Charles MorriceRBC Capital Markets, LLCMorgan Stanley09-23-2010
Roger MolatoreRBC Capital Markets, LLCMorgan Stanley$12202-10-2012
Roger Michael MolatoreRBC Capital Markets, LLCMorgan Stanley$10002-10-2012
Richard Cain MenchRBC Capital Markets, LLCWells Fargo Clearing Services, LLC07-29-2015
Peter William SpiekermanRBC Capital Markets, LLCD.A. Davidson & Co.$15009-17-2015
Edward J Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$15010-29-2015
Edward James Murphy IiiRBC Capital Markets, LLCUBS Financial Services Inc.$5010-29-2015
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.$15010-29-2015
Erik Allan TobiasonRBC Capital Markets, LLCMorgan Stanley$15003-02-2016
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Tonya Ruth NicholsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10005-18-2017
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.