Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph David EastwickRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
Jacob Saul DembowitzRBC Capital Markets, LLCCitigroup Global Markets Inc.$5003-27-2009
Lisa W FourakerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
Timothy Francis O'Donovan Jr.RBC Capital Markets, LLCCitigroup Global Markets Inc.04-23-2009
Peter Gibbons-NeffRBC Capital Markets, LLCCitigroup Global Markets Inc.05-07-2009
Jeffrey Donald HallRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-07-2009
Charles Albert Koch Jr.RBC Capital Markets, LLCMorgan Stanley$15006-11-2009
Mark Richard SnyderRBC Capital Markets, LLCMorgan Stanley$15006-11-2009
Timothy Wayne EngleRBC Capital Markets, LLCMorgan Stanley06-11-2009
Brian Alden FieldsRBC Capital Markets, LLCMorgan Stanley$5006-11-2009
Kurt Patrick LuckenbillRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-11-2009
James Spottswood GibsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-11-2009
Heidi Martha DuckworthRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-11-2009
Michael Joseph NagleRBC Capital Markets, LLCUBS Financial Services Inc.09-03-2009
Henry James Faragalli IIIRBC Capital Markets, LLCMorgan Stanley$10007-22-2011
Scott Alexander KarkennyRBC Capital Markets, LLCMorgan Stanley$5003-02-2012
Scott Alan SidesRBC Capital Markets, LLCMorgan Stanley$5004-19-2012
Denise Renee PotterRBC Capital Markets, LLCMorgan Stanley04-19-2012
Thomas Bradley McCrackenRBC Capital Markets, LLCMorgan Stanley$10004-19-2012
Brock Raymond HivelyRBC Capital Markets, LLCMorgan Stanley$5004-19-2012
Joshua Patrick SmeltzerRBC Capital Markets, LLCMorgan Stanley$2504-19-2012
Jean Craige PepperRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2012
Kathryn Edith MacdonaldRBC Capital Markets, LLCMorgan Stanley08-24-2012
Matthew S. LawrenceRBC Capital Markets, LLCMorgan Stanley$2501-09-2013
Kenneth Joseph KuskaRBC Capital Markets, LLCMorgan Stanley$5002-13-2013
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.