Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Robert Joseph FreyRBC Capital Markets, LLCMorgan Stanley$15005-11-2018
Beth Ann JohnsonRBC Capital Markets, LLCMorgan Stanley$1005-11-2018
Cary Joseph TuckerRBC Capital Markets, LLCMorgan Stanley05-11-2018
Robert George Dillenback IVRBC Capital Markets, LLCMorgan Stanley05-11-2018
Carsten FrederiksenRBC Capital Markets, LLCMorgan Stanley11-02-2017
Paul Vincent HendershotRBC Capital Markets, LLCMorgan Stanley11-02-2017
Kevin Brent RobertsRBC Capital Markets, LLCMorgan Stanley$28405-24-2017
Linda C. DonovanRBC Capital Markets, LLCMorgan Stanley10-07-2016
John Phillip FriesenRBC Capital Markets, LLCMorgan Stanley$50008-30-2016
Karen Renee ShawRBC Capital Markets, LLCMorgan Stanley$2508-30-2016
Gregory Taylor BowmanRBC Capital Markets, LLCMorgan Stanley08-30-2016
John Phillip Friesen Jr.RBC Capital Markets, LLCMorgan Stanley08-30-2016
Bonnie Kathleen McKinneyRBC Capital Markets, LLCMorgan Stanley08-30-2016
James Joshua Zeleskey Jr.RBC Capital Markets, LLCMorgan Stanley08-30-2016
Norma E. WhitsittRBC Capital Markets, LLCMorgan Stanley03-29-2016
Patrick Arthur Easter, Terry Alan Sherman, John Joseph RiffleRBC Capital Markets, LLCMorgan Stanley$2502-10-2014
Eric W WittekRBC Capital Markets, LLCMorgan Stanley02-10-2014
Alexander James NierlingRBC Capital Markets, LLCMorgan Stanley10-04-2012
Otho Francis Evans Jr., Walter Eugene TheobaldRBC Capital Markets, LLCMorgan Stanley03-20-2012
Tim Billy HudnallRBC Capital Markets, LLCMorgan Stanley02-02-2012

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.