Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Robert BynumRBC Capital Markets, LLCMorgan Stanley & Co. LLC$2501-02-2009
Larry Jay FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Wynn Erik HebdonRBC Capital Markets, LLCUBS Financial Services Inc.$5001-30-2009
Shane Michael FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Tony J FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Gerald Laurence KulikRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2009
Randall E DugganRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2009
Thomas Michael WenzelRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2503-31-2009
Steven Neil SpenceRBC Capital Markets, LLCUBS Financial Services Inc.$1004-09-2009
George William Bonney IIIRBC Capital Markets, LLCWells Fargo Investments, LLC04-17-2009
Sonya Ann SimmonsRBC Capital Markets, LLCWells Fargo Investments, LLC04-17-2009
Garth Michael ConnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-30-2009
Timothy Mark ScheuffeleRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-30-2009
Mary Susan ShrodeRBC Capital Markets, LLCUBS Financial Services Inc.06-10-2009
Karen Irene EnglishRBC Capital Markets, LLCUBS Financial Services Inc.06-10-2009
Andrew John WadeRBC Capital Markets, LLCUBS Financial Services Inc.$10006-19-2009
Rhonda Lynn SmithRBC Capital Markets, LLCBanc of America Investment Services, Inc.10-01-2009
Lynn Christine SylerRBC Capital Markets, LLCBanc of America Investment Services, Inc.10-01-2009
Susan Kathleen HaysRBC Capital Markets, LLCMorgan Stanley02-11-2011
Michael Alan NielsenRBC Capital Markets, LLCRBC Capital Markets, LLC11-27-2012
Paul John Fahey Jr.RBC Capital Markets, LLCD.A. Davidson & Co.$15010-18-2013
David Thomas PiperRBC Capital Markets, LLCMorgan Stanley$10001-17-2014
Karl John BiringerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2014
Paula Calbom O'ConnorRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-05-2014
Douglas Anthony AndrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-10-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.