Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Tyler CrostaRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated08-17-2020
Jared Clark WoodRBC Capital Markets, LLCNYLIFE Securities LLC05-05-2020
Brendan Joseph SmithRBC Capital Markets, LLCWoodbury Financial Services, Inc.01-13-2020
Landra Lilly MacyRBC Capital Markets, LLCCentaurus Financial, Inc.10-31-2019
Niles Christian GaleRBC Capital Markets, LLCCentaurus Financial, Inc.10-31-2019
Mary Alice SaniRBC Capital Markets, LLCCentaurus Financial, Inc.10-31-2019
Cherie Lynn WrightRBC Capital Markets, LLCMorgan Stanley11-12-2018
Michael Joseph FoodyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-26-2018
Rene Michelle ApodacaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-04-2017
Kevin Michael ClouseRBC Capital Markets, LLCMorgan Stanley01-30-2017
Armando Joseph CruzRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated01-20-2017
Mark Thomas OneilRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-30-2015
Douglas Anthony AndrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2014
Paula Calbom OConnorRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2014
Susan Kathleen HaysRBC Capital Markets, LLCMorgan Stanley02-11-2011
Karen Irene EnglishRBC Capital Markets, LLCUBS Financial Services Inc.06-10-2009
Thomas Michael WenzelRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-31-2009
Philip Duane TomRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-29-2015
Janice Kay CrostaRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10008-17-2020
Andrew John WadeRBC Capital Markets, LLCUBS Financial Services Inc.$10006-19-2009
Shane Michael FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Kevin ClouseRBC Capital Markets, LLCMorgan Stanley$11001-30-2017
Michael FoodyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$12009-26-2018
Michael Garrison BlockhusRBC Capital Markets, LLCD.A. Davidson & Co.$15006-05-2019
Harry August Smith IIIRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-04-2016
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.