Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samantha L RaceRBC Capital Markets, LLCHorace Mann Investors, Inc.07-17-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-16-2019
Jeffrey Dell RedfordRBC Capital Markets, LLCMorgan Stanley07-15-2019
Swati RawatRBC Capital Markets, LLCNomura Securities International, Inc.07-10-2019
Christopher James SandersRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Daniel E CrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Alex Bryan CoteRBC Capital Markets, LLCAmeriprise Financial Services, LLC06-14-2019
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Anthony John LagowskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Gerard Edward HeymannRBC Capital Markets, LLCJ.P. Morgan Securities LLC05-22-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-21-2019
Andrea Peck RossRBC Capital Markets, LLCMorgan Stanley05-15-2019
Kim Louise CollinsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-13-2019
Alexandra Elizabeth NolanRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated05-01-2019
Philip M MattekRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1406-06-2019
Matthew Manning IiRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Glen J SchwesingerRBC Capital Markets, LLCUBS Financial Services Inc.$5005-14-2019
Harold Louis Green JrRBC Capital Markets, LLCRaymond James & Associates, Inc.$5004-22-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
Jeremy Rogue VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-23-2019
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.