Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gordon Nearing, Pamela DallasRBC Wealth ManagementBank of America Merrill Lynch$23010-18-2018
Nick Ciriello, Elizabeth ZimmerRBC Wealth ManagementBank of America Merrill Lynch$55010-12-2018
Christopher P. WilkensRBC Wealth ManagementBank of America Merrill Lynch$6005-30-2018
Larry Prutch, Cengiz Volkan, Alan Goldstein, Neil FujitaRBC Wealth ManagementBank of America Merrill Lynch$61010-27-2017
Larry Lytle RBC Wealth ManagementBank of America Merrill Lynch$11510-03-2017
Cason Swinn, Daniel Toll, Tahirih TollRBC Wealth ManagementBank of America Merrill Lynch$35008-31-2017
Brandt Haring, Joe SmartRBC Wealth ManagementBank of America Merrill Lynch$31806-29-2017
Joe PecheRBC Wealth ManagementBank of America Merrill Lynch$30004-19-2017
Steven Culbert, Mark SmithRBC Wealth ManagementBank of America Merrill Lynch$14501-18-2017
Greg LunakRBC Wealth ManagementBank of America Merrill Lynch$16401-17-2017
David Persin, Zach Persin, Ted Simos, Kim BeattyRBC Wealth ManagementBank of America Merrill Lynch$23012-09-2016
Sanya MulhernRBC Wealth ManagementBank of America Merrill Lynch$15006-07-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$106-24-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch$18506-03-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11705-29-2015
Daniel P. Thompson, Matt Rittenhouse, Alyson FrantzRBC Wealth ManagementBank of America Merrill Lynch$10310-28-2014
Charles "Chip" PisoniRBC Wealth ManagementBank of America Merrill Lynch$25009-15-2014
Jesse BengtsonRBC Wealth ManagementBank of America Merrill Lynch$23008-22-2014
Katie ClarkRBC Wealth ManagementBank of America Merrill Lynch$15001-08-2014
Melanie FolstadRBC Wealth ManagementBank of America Merrill Lynch$11001-08-2014
Philip S. Hammitt, Jonathan Resin RBC Wealth ManagementBank of America Merrill Lynch$50009-20-2013
David Evans, Nepeta Godec, Patty EckelberryRBC Wealth ManagementBank of America Merrill Lynch$17709-14-2012
Scott Robinson, Christian ReuterRBC Wealth ManagementBank of America Merrill Lynch$25008-17-2012
Bob Iglehart, Gabriel Aguirre, Ryan Wilson,, Courtney HershbergerRBC Wealth ManagementBank of America Merrill Lynch$28008-26-2011
Next Page »

Showing 1 to 25 of 124 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.