Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas S. ManceRBC Wealth ManagementBank of America Merrill Lynch$15007-30-2009
Mike DwyerRBC Wealth ManagementRobert W. Baird & Co.$20510-02-2009
Rhonda Smith, Lynn SylerRBC Wealth ManagementU.S. Trust Bank of America Private Wealth Management$45011-01-2009
Tom Meagher, John MenefeeRBC Wealth ManagementMorgan Stanley Wealth Management$30001-24-2010
Vincent Crudo, Patrick DuffRBC Wealth ManagementMorgan Stanley Wealth Management$34001-24-2010
Thomas BrockleyRBC Wealth ManagementUBS Financial Services$16002-22-2010
Cindy Dellinger, Mike LambRBC Wealth ManagementStifel Nicolaus & Co.03-07-2010
Chuck Putney, Bill McCraeRBC Wealth ManagementUBS Financial Services$50006-17-2010
Jason BraunsteinRBC Wealth ManagementMorgan Stanley Wealth Management$3908-12-2010
Daniel FoxRBC Wealth ManagementMorgan Stanley Wealth Management$8509-20-2010
Larry VanLaningham, Kevin MorriceRBC Wealth ManagementMorgan Stanley Wealth Management$20009-29-2010
Glenn Pahnke, Mark Ackel, Kay Kulbeth, Mona Johnson, Kerry PatelRBC Wealth ManagementRobert W. Baird & Co.$30002-25-2011
Bob Iglehart, Gabriel Aguirre, Ryan Wilson,, Courtney HershbergerRBC Wealth ManagementBank of America Merrill Lynch$28008-26-2011
Roger MolatoreRBC Wealth ManagementMorgan Stanley Wealth Management$12202-10-2012
George Feneis, Paul C. GranitoRBC Wealth ManagementMorgan Stanley Wealth Management$35002-22-2012
Scott Karkenny, Alex Karkenny, Teresa VeroneRBC Wealth ManagementMorgan Stanley Wealth Management$16503-29-2012
Scott Sides, Josh Smeltzer, Brock Hively, Thomas McCracken, Denise PotterRBC Wealth ManagementMorgan Stanley Wealth Management$33004-19-2012
Gene Theobald, Otho Evans, Teresa CastilloRBC Wealth ManagementMorgan Stanley Wealth Management$33004-24-2012
Tim HudnallRBC Wealth ManagementMorgan Stanley Wealth Management$9004-24-2012
Don C. Reynolds IIRBC Wealth ManagementRaymond James$10005-17-2012
Scott Robinson, Christian ReuterRBC Wealth ManagementBank of America Merrill Lynch$25008-17-2012
David Evans, Nepeta Godec, Patty EckelberryRBC Wealth ManagementBank of America Merrill Lynch$17709-14-2012
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley Wealth Management$38002-28-2013
Nils ClarkRBC Wealth ManagementWells Fargo Advisors$10008-30-2013
Stanley CrisciRBC Wealth ManagementRaymond James$14009-03-2013
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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