Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael SchipperRBC Wealth ManagementRaymond James02-19-2016
Scott Edwards, George Kursar, Michael OcchiutoRBC Wealth ManagementJefferies02-02-2016
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays10-15-2015
Cindy Dellinger, Mike LambRBC Wealth ManagementStifel Nicolaus & Co.03-07-2010
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$106-24-2015
Ira H. Mark, Michael BergerRBC Wealth ManagementMorgan Stanley Wealth Management$110-04-2013
Jason BraunsteinRBC Wealth ManagementMorgan Stanley Wealth Management$3908-12-2010
Christopher P. WilkensRBC Wealth ManagementBank of America Merrill Lynch$6005-30-2018
Jeff PeiflyRBC Wealth ManagementMorgan Stanley Wealth Management$7301-13-2016
Nick Mueller, Darren AmerkanianRBC Wealth ManagementWells Fargo Advisors$8009-15-2014
Daniel FoxRBC Wealth ManagementMorgan Stanley Wealth Management$8509-20-2010
Tim HudnallRBC Wealth ManagementMorgan Stanley Wealth Management$9004-24-2012
Daniel AustinRBC Wealth ManagementRaymond James$10004-09-2018
John McIntyreRBC Wealth ManagementWells Fargo Advisors$10008-23-2016
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-01-2014
Nils ClarkRBC Wealth ManagementWells Fargo Advisors$10008-30-2013
Don C. Reynolds IIRBC Wealth ManagementRaymond James$10005-17-2012
Daniel P. Thompson, Matt Rittenhouse, Alyson FrantzRBC Wealth ManagementBank of America Merrill Lynch$10310-28-2014
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-01-2015
Kevin ClouseRBC Wealth ManagementMorgan Stanley Wealth Management$11001-30-2017
Melanie FolstadRBC Wealth ManagementBank of America Merrill Lynch$11001-08-2014
Larry Lytle RBC Wealth ManagementBank of America Merrill Lynch$11510-03-2017
Kelly D. KerrRBC Wealth ManagementUBS Financial Services$11501-10-2014
Todd D. WatsonRBC Wealth ManagementWells Fargo Advisors$11610-28-2014
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11705-29-2015
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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