Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David DePaulRBC Wealth ManagementUBS Financial Services$31212-08-2016
Richard Frankel, Shawn PattRBC Wealth ManagementMorgan Stanley Wealth Management$50711-10-2016
David HeideRBC Wealth ManagementWells Fargo Advisors$50011-02-2016
Thomas PinkRBC Wealth ManagementWells Fargo Advisors$15410-26-2016
Darren Lehrman, Brian Marzulli, Lucille CostaRBC Wealth ManagementStifel Nicolaus & Co.$30009-30-2016
Phillip Friesen, Chuck Crowson, John Friesen, Greg Bowman, Josh Zeleskey, Karen Ronaghan, Bonnie McKinneyRBC Wealth ManagementMorgan Stanley Wealth Management$1,00008-30-2016
John McIntyreRBC Wealth ManagementWells Fargo Advisors$10008-23-2016
Scott Ramo, Valerie RamoRBC Wealth ManagementRaymond James$30007-13-2016
William Haring, Bradley HaringRBC Wealth ManagementMorgan Stanley Wealth Management$12407-13-2016
Jim Murray, Ryan Griego, Desiree Jara, Kimberly RitchieRBC Wealth ManagementThe Gryphon Group$23806-10-2016
Sanya MulhernRBC Wealth ManagementBank of America Merrill Lynch$15006-07-2016
Gray Jackson RBC Wealth ManagementMorgan Stanley Wealth Management$14005-06-2016
Grady JacksonRBC Wealth ManagementMorgan Stanley Wealth Management$14004-28-2016
Michael SchipperRBC Wealth ManagementRaymond James02-19-2016
Scott Edwards, George Kursar, Michael OcchiutoRBC Wealth ManagementJefferies02-02-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Jeff PeiflyRBC Wealth ManagementMorgan Stanley Wealth Management$7301-13-2016
Gregory J. KenzikRBC Wealth ManagementUBS Financial Services$30011-30-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15010-29-2015
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays10-15-2015
Robert B. CordiakRBC Wealth ManagementJPMorgan Chase & Co.$16007-20-2015
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$106-24-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch$18506-03-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11705-29-2015
« Previous PageNext Page »

Showing 51 to 75 of 124 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.