Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rob Frey, Cary Tucker, Robert Dillenback, Beth Ann JohnsonRBC Wealth ManagementMorgan Stanley$30005-11-2018
Dan ShermanRBC Wealth ManagementMorgan Stanley$18011-02-2017
Paul Hendershot, Carsten FredericksonRBC Wealth ManagementMorgan Stanley$14011-02-2017
Amir Navab, Bradley Finnigan and Shamya UllahRBC Wealth ManagementMorgan Stanley$26908-10-2017
Paul Roche, Christopher BaylesRBC Wealth ManagementMorgan Stanley$60008-08-2017
Doug Sharon, Carey BoschRBC Wealth ManagementMorgan Stanley$1,00007-18-2017
John SpiesRBC Wealth ManagementMorgan Stanley$13602-23-2017
Kevin ClouseRBC Wealth ManagementMorgan Stanley$11001-30-2017
Jeff PeiflyRBC Wealth ManagementMorgan Stanley$7301-13-2016
Richard Frankel, Shawn PattRBC Wealth ManagementMorgan Stanley$50711-10-2016
Phillip Friesen, Chuck Crowson, John Friesen, Greg Bowman, Josh Zeleskey, Karen Ronaghan, Bonnie McKinneyRBC Wealth ManagementMorgan Stanley$1,00008-30-2016
William Haring, Bradley HaringRBC Wealth ManagementMorgan Stanley$12407-13-2016
Gray JacksonRBC Wealth ManagementMorgan Stanley$14005-06-2016
Grady JacksonRBC Wealth ManagementMorgan Stanley$14004-28-2016
Ron Zimmermann, Gary Peterson, Phillip DispenseRBC Wealth ManagementMorgan Stanley$13211-13-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley$24210-30-2015
Brian Friday, Richard Bondi, Jr., Eric GregoryRBC Wealth ManagementMorgan Stanley$25804-16-2015
Deborah Sullivan, Christine SaittaRBC Wealth ManagementMorgan Stanley$21310-09-2014
Robert MurphyRBC Wealth ManagementMorgan Stanley$20009-30-2014
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley$10008-01-2014
John J. Riffle, Patrick Easter, Terry Sherman, Michael RocheRBC Wealth ManagementMorgan Stanley02-10-2014
Tim Marwill, Eric WittekRBC Wealth ManagementMorgan Stanley02-10-2014
David Weigel, Steven DiminoRBC Wealth ManagementMorgan Stanley$17012-06-2013
Ira H. Mark, Michael BergerRBC Wealth ManagementMorgan Stanley$1,00010-04-2013
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley$38002-28-2013
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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