Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rob Frey, Cary Tucker, Robert Dillenback, Beth Ann JohnsonRBC Wealth ManagementMorgan Stanley Wealth Management$30005-11-2018
Dan ShermanRBC Wealth ManagementMorgan Stanley Wealth Management$18011-02-2017
Paul Hendershot, Carsten FredericksonRBC Wealth ManagementMorgan Stanley Wealth Management$14011-02-2017
Amir Navab, Bradley Finnigan and Shamya UllahRBC Wealth ManagementMorgan Stanley Wealth Management$26908-10-2017
Paul Roche, Christopher BaylesRBC Wealth ManagementMorgan Stanley Wealth Management$60008-08-2017
Doug Sharon, Carey BoschRBC Wealth ManagementMorgan Stanley Wealth Management$1,00007-18-2017
John SpiesRBC Wealth ManagementMorgan Stanley Wealth Management$13602-23-2017
Kevin ClouseRBC Wealth ManagementMorgan Stanley Wealth Management$11001-30-2017
Richard Frankel, Shawn PattRBC Wealth ManagementMorgan Stanley Wealth Management$50711-10-2016
Phillip Friesen, Chuck Crowson, John Friesen, Greg Bowman, Josh Zeleskey, Karen Ronaghan, Bonnie McKinneyRBC Wealth ManagementMorgan Stanley Wealth Management$1,00008-30-2016
William Haring, Bradley HaringRBC Wealth ManagementMorgan Stanley Wealth Management$12407-13-2016
Gray Jackson RBC Wealth ManagementMorgan Stanley Wealth Management$14005-06-2016
Grady JacksonRBC Wealth ManagementMorgan Stanley Wealth Management$14004-28-2016
Jeff PeiflyRBC Wealth ManagementMorgan Stanley Wealth Management$7301-13-2016
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
Brian Friday, Richard Bondi, Jr., Eric GregoryRBC Wealth ManagementMorgan Stanley Wealth Management$25804-16-2015
Deborah Sullivan, Christine SaittaRBC Wealth ManagementMorgan Stanley Wealth Management$21310-09-2014
Robert MurphyRBC Wealth ManagementMorgan Stanley Wealth Management$20009-30-2014
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-01-2014
David Weigel, Steven DiminoRBC Wealth ManagementMorgan Stanley Wealth Management$17012-06-2013
Ira H. Mark, Michael BergerRBC Wealth ManagementMorgan Stanley Wealth Management$110-04-2013
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley Wealth Management$38002-28-2013
Gene Theobald, Otho Evans, Teresa CastilloRBC Wealth ManagementMorgan Stanley Wealth Management$33004-24-2012
Tim HudnallRBC Wealth ManagementMorgan Stanley Wealth Management$9004-24-2012
Scott Sides, Josh Smeltzer, Brock Hively, Thomas McCracken, Denise PotterRBC Wealth ManagementMorgan Stanley Wealth Management$33004-19-2012
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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