Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bob T Agnew Jr.RFG Advisory, LLCWells Fargo Advisors Financial Network, LLC11-01-2019
Mark Jeffrey GreenRFG Advisory, LLCWells Fargo Clearing Services, LLC$2505-31-2019
Laura Elizabeth HintonRFG Advisory, LLCBridgeworth, LLC05-01-2019
Sharilyn Ann BurnumRFG Advisory, LLCRaymond James Financial Services Advisors, Inc$2504-05-2019
Roger Dale HubbertRFG Advisory, LLCRaymond James Financial Services Advisors, Inc04-05-2019
Matthew J. LeahyRFG Advisory, LLCRaymond James Financial Services, Inc.04-05-2019
Ryan Thomas ConleyRFG Advisory, LLCU.S. Bancorp Investments, Inc.$2512-07-2018
Duke Paterson CopeRFG Advisory, LLCProspera Financial Services, Inc.$5011-15-2018
Lee Bigelow CrockerRFG Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-26-2018
John William Pfaudler Jr.RFG Advisory, LLCAmeriprise Financial Services, LLC$5012-08-2016
Dennis Randall LairdRFG Advisory, LLCAmeriprise Financial Services, LLC$5012-07-2016
Donald Sherwood LundyRFG Advisory, LLCAmeriprise Financial Services, LLC$8512-07-2016
James Harol Harrison Jr.RFG Advisory, LLCAmeriprise Financial Services, LLC$2502-23-2015
Clayton Bitting AhoRFG Advisory, LLCAmeriprise Financial Services, LLC02-10-2015
Hamilton P B PoynorRFG Advisory, LLCSecurities America, Inc.$5008-09-2011
Jon Benjamin DixonRFG Advisory, LLCSecurities America, Inc.08-08-2011
Joseph Keith JonesRFG Advisory, LLCSecurities America, Inc.08-08-2011

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.