Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Debbie SmithRaymond JamesSuntrust Investment Services$20004-16-2019
Gus C. Panos, Jason L. Firek, John G. Gaynor, Jennifer J. Pulcini Raymond JamesMerrill Lynch$41904-15-2019
Willis Andy Lovell Raymond JamesMerrill Lynch$17704-15-2019
Joseph M. HubbellRaymond JamesSnowden Account Services LLC$17004-11-2019
Bruce Hoffman, Michelle Orcutt, Matt Paul Raymond JamesWells Fargo Advisors$24004-09-2019
Jon DaytonRaymond JamesMerrill Lynch$23003-21-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24003-13-2019
Joseph Greenberg, Robert Nichols, Paul Wintermantel, David Jones, Eric Morgan, Ted McLellan, Jason Romero, Timothy Clemens, Mitchel Layton, Joshua Zahn, Joseph HurabRaymond JamesLPL Financial$63803-07-2019
Elana MiliantaRaymond JamesWells Fargo Advisors$19002-28-2019
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-25-2019
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
Barry Kolano Raymond JamesWells Fargo Advisors$11302-14-2019
Thad OrtezRaymond JamesWells Fargo$10002-01-2019
Michele Ing Raymond JamesEdward Jones$12002-01-2019
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22001-08-2019
William Hornung Raymond JamesWells Fargo Advisors$14012-27-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17012-21-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14512-20-2018
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial$17012-18-2018
John "Quint" AndrewsRaymond JamesBank of America Merrill Lynch$11012-18-2018
Caroline AlabachRaymond JamesEdward Jones$26512-17-2018
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10012-17-2018
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10012-06-2018
John CurcioRaymond JamesSanford C. Bernstein & Co. $12012-05-2018
Stephen BradleyRaymond JamesUBS Financial Services$16012-04-2018
Next Page »

Showing 1 to 25 of 416 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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