Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Greenberg Robert Nichols Paul Wintermantel David Jones Eric Morgan Ted McLellan Jason Romero Timothy Clemens Mitchel Layton Joshua Zahn Joseph HurabRaymond JamesLPL Financial LLC$63802-21-2019
Dennis ReynoldsRaymond JamesWells Fargo Clearing Services, LLC$72502-21-2019
Jon DaytonRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$23002-19-2019
Elana MiliantaRaymond JamesWells Fargo Clearing Services, LLC$19002-08-2019
Gregory Stevens Vince SpiresRaymond JamesMorgan Stanley$24002-07-2019
John Schindler Jeffrey Davies Scott Bennett Chuck Phillipson Christian Allen Austin FarahRaymond JamesUBS Financial Services Inc.$73802-01-2019
Barry KolanoRaymond JamesWells Fargo Clearing Services, LLC$11301-11-2019
John CurcioRaymond JamesSanford C. Bernstein & Co., LLC$12012-05-2018
Lawrence McDonnell Frank McDonnellRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Michele IngRaymond JamesEdward Jones$12011-05-2018
Thad OrtezRaymond JamesWells Fargo Clearing Services, LLC$10011-02-2018
James WildmanRaymond JamesWells Fargo Clearing Services, LLC$16010-26-2018
Joseph KlauzarRaymond JamesMorgan Stanley$6210-23-2018
Kenneth Judd Robert GonzalesRaymond JamesWells Fargo Clearing Services, LLC$13610-23-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
William HornungRaymond JamesWells Fargo Clearing Services, LLC$14010-19-2018
Robert WeissRaymond JamesMorgan Stanley$10010-19-2018
Robert J Ellis Christopher L Van Son Joe Starinsky Jr and Julie BarrRaymond JamesLPL Financial LLC$17010-15-2018
Tammy Mogilski Brian BedfordRaymond JamesLPL Financial LLC$28510-15-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Clearing Services, LLC$14510-12-2018
Ian McClureRaymond JamesWells Fargo Clearing Services, LLC$11410-12-2018
Elizabeth CorrellRaymond JamesDavid A. Noyes & Company10-08-2018
Elizabeth Hulley Sean Reynolds Benjamin NicholsonRaymond JamesWells Fargo Clearing Services, LLC$10010-05-2018
Betty Schutte-Box Troy YenserRaymond JamesWells Fargo Clearing Services, LLC$22210-05-2018
James MelstromRaymond JamesUBS Financial Services Inc.$11010-01-2018
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Showing 1 to 25 of 410 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.