Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David LucasRaymond JamesA.G. Edwards & Sons$10003-30-2011
Douglas James Cindy HurleyRaymond JamesAmerican Portfolios Financial Services, Inc.$21510-26-2015
Robert DuKateRaymond JamesAmeriprise Financial Services, LLC$12509-20-2018
David KatzRaymond JamesAmeriprise Financial Services, LLC$10010-30-2017
Kathleen M Thomas Tammy Symons Jayne Veilleux Stephen Coopersmith Lisa Morgan Elizabeth Hellard Jeanne CaitoRaymond JamesAmeriprise Financial Services, LLC$15002-01-2016
Elisabeth D BaldwinRaymond JamesBB&T Securities, LLC$10007-16-2012
Raymond E Ifert Lorraine M FaedoRaymond JamesBNY Mellon Securities Corporation$85001-06-2015
Robert L Jackson Jared Roskelley Barbara SuttonGreg Stark Darin Shebesta Mike Cupell Debra Brough Conrad RoskelleyRaymond JamesCambridge Investment Research, Inc.$18006-10-2016
Ronald ButlerRaymond JamesCetera$40608-02-2016
Douglas Moore DeAnn Peter Jackie Shupe Joe Cricchio Miles James Leah Anne Brooks Erik Handcock Dave Reed Jason FoxRaymond JamesCetera$45010-19-2015
Thomas P HughesRaymond JamesCetera$11002-18-2015
Michael GermanoRaymond JamesCitigroup Global Markets Inc.$10003-16-2017
Marta L Shen AK MashhoonRaymond JamesCommonwealth Financial Network$10901-30-2015
Ken Robbins Kathy RoshayRaymond JamesD.A. Davidson & Co.$17705-17-2017
Trenton K Morton Scott L HitchcockRaymond JamesD.A. Davidson & Co.$29011-10-2014
RC Roland Chad Roland Blair Roland Gary Douvia Clarke HenleyRaymond JamesD.A. Davidson & Co.$46002-11-2011
Elizabeth CorrellRaymond JamesDavid A. Noyes & Company10-08-2018
Michele IngRaymond JamesEdward Jones$12011-05-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
Steve WrayRaymond JamesEdward Jones$7507-03-2017
Joshua HouleRaymond JamesEdward Jones$5011-03-2016
Dax A Seale Amber SealeRaymond JamesEdward Jones$15707-09-2015
Billy C BelcherRaymond JamesEdward Jones$17511-26-2014
Danielle BluntRaymond JamesEdward Jones$11411-07-2014
Bijan Mohseni David TownsendRaymond JamesEquitable Advisors, LLC$15008-17-2015
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Showing 1 to 25 of 410 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.