Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon DaytonRaymond JamesMerrill Lynch$23002-19-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24002-07-2019
Joseph Greenberg, Robert Nichols, Paul Wintermantel, David Jones, Eric Morgan, Ted McLellan, Jason Romero, Timothy Clemens, Mitchel Layton, Joshua Zahn, Joseph HurabRaymond JamesLPL Financial$63802-21-2019
Elana MiliantaRaymond JamesWells Fargo Advisors$19002-08-2019
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-01-2019
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
Barry Kolano Raymond JamesWells Fargo Advisors$11301-11-2019
Michele Ing Raymond JamesEdward Jones$12011-05-2018
Thad OrtezRaymond JamesWells Fargo$10011-02-2018
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018
William Hornung Raymond JamesWells Fargo Advisors$14010-19-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17009-14-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14510-12-2018
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial$17010-15-2018
John "Quint" AndrewsRaymond JamesBank of America Merrill Lynch$11009-25-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10010-19-2018
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10010-05-2018
John CurcioRaymond JamesSanford C. Bernstein & Co. $12012-05-2018
Betty Schutte-Box, Troy YenserRaymond JamesWells Fargo Advisors$22210-05-2018
Stephen BradleyRaymond JamesUBS Financial Services$16007-20-2018
Lawrence McDonnell, Frank McDonnellRaymond JamesBank of America Merrill Lynch11-09-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11909-14-2018
Judy RossRaymond JamesWells Fargo Advisors$24507-30-2018
James WildmanRaymond JamesWells Fargo Advisors$16010-26-2018
Next Page »

Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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