Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam Oakley Jon Lockmiller Brian Dixon Taylor Francis Beverly HerbertRaymond JamesSunTrust Investment Services, Inc.$70011-08-2017
William Keaton Alfred SamsRaymond JamesSunTrust Investment Services, Inc.$54010-18-2017
Leonard Alsfeld Leo Barros Chris McLaughlin Jannie MarkeyRaymond JamesFBT Investments, Inc.$24009-18-2017
Michael GermanoRaymond JamesCitigroup Global Markets Inc.$10003-16-2017
Raymond E Ifert Lorraine M FaedoRaymond JamesBNY Mellon Securities Corporation$85001-06-2015
Joseph Greenberg Robert Nichols Paul Wintermantel David Jones Eric Morgan Ted McLellan Jason Romero Timothy Clemens Mitchel Layton Joshua Zahn Joseph HurabRaymond JamesLPL Financial LLC$63802-21-2019
Robert J Ellis Christopher L Van Son Joe Starinsky Jr and Julie BarrRaymond JamesLPL Financial LLC$17010-15-2018
Tammy Mogilski Brian BedfordRaymond JamesLPL Financial LLC$28510-15-2018
Robert DuKateRaymond JamesAmeriprise Financial Services, LLC$12509-20-2018
David KatzRaymond JamesAmeriprise Financial Services, LLC$10010-30-2017
Thomas Burger Jeanne HagarRaymond JamesLincoln Financial Securities Corporation$15006-21-2017
Fred BurkeRaymond JamesINVEST Financial Corporation$14105-31-2017
Steve EnglishRaymond JamesINVEST Financial Corporation$6005-31-2017
John Chidwick Ealon S Tripp Thompson III Richard B Megorden II Metin KurkcuRaymond JamesTriad Advisors LLC$15004-03-2017
Paul Fischer Larry NordmannRaymond JamesLPL Financial LLC$11512-28-2016
Chad Keim Vince Little Brian OswaldRaymond JamesLPL Financial LLC$30007-28-2016
Robert L Jackson Jared Roskelley Barbara SuttonGreg Stark Darin Shebesta Mike Cupell Debra Brough Conrad RoskelleyRaymond JamesCambridge Investment Research, Inc.$18006-10-2016
Kathleen M Thomas Tammy Symons Jayne Veilleux Stephen Coopersmith Lisa Morgan Elizabeth Hellard Jeanne CaitoRaymond JamesAmeriprise Financial Services, LLC$15002-01-2016
Douglas James Cindy HurleyRaymond JamesAmerican Portfolios Financial Services, Inc.$21510-26-2015
Ed Lancaster Mike Lancaster Dave LancasterRaymond JamesLPL Financial LLC$16610-21-2015
Phil EggersRaymond JamesLPL Financial LLC$15005-29-2015
Marta L Shen AK MashhoonRaymond JamesCommonwealth Financial Network$10901-30-2015
John Sedberry Zachary JonesRaymond JamesLPL Financial LLC$9301-15-2015
Edward A Metz Zamira A Sanchez Janet SbroccoRaymond JamesLPL Financial LLC$15001-09-2015
Lynn Davis Russell Baker Chelsea Magby Karen Martin Rick PattersonRaymond JamesLPL Financial LLC12-18-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.