Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Opoulos, Nick HolmesRaymond JamesBank of America Merrill Lynch$20002-23-2010
Henry Graham, Lloyd Graham, Billy PetersonRaymond JamesMorgan Stanley Wealth Management$50002-23-2010
Tom Biermann, Steve BiermannRaymond JamesWells Fargo Advisors$10002-23-2010
Bonnie Adamczak, Randall NordenRaymond JamesUBS Financial Services$13703-19-2010
Eileen Lamchick, Susan RutroughRaymond JamesYoung Stovall & Co.$9308-03-2010
Steve Jones, Seth GundersonRaymond JamesWells Fargo Advisors$14008-06-2010
Vann Ashley Wilder Sr., Van R. Martin, Maria G. Wilder Raymond JamesMorgan Stanley Wealth Management$30008-13-2010
Tony Noisom, Chris MusinoRaymond JamesWells Fargo Advisors$8710-04-2010
Larry Paul, Robert Hausman, Jason TurnbullRaymond JamesH. Beck, Inc.$20012-02-2010
Kenneth Jobes, Jonathan SoloRaymond JamesRBC Wealth Management$15001-13-2011
Tom Breaux, Ian JamesRaymond JamesMorgan Stanley Wealth Management$10502-03-2011
R.C. Roland, Chad Roland, Blair Roland, Gary Douvia, Clarke HenleyRaymond JamesD.A. Davidson & Co.$46002-11-2011
Carolyn Edwards, Roy SeayRaymond JamesUBS Financial Services$12503-08-2011
David LucasRaymond JamesA.G. Edwards & Sons$10003-30-2011
Martin Gelb, Sonya Gelb ChoeffRaymond JamesMorgan Stanley Wealth Management$25004-18-2011
Warren "Bud" Wilson, John Kwiatkowski, Valerie D'AddonaRaymond JamesMorgan Stanley Wealth Management$41505-06-2011
John Kaddis, John F. Kennedy, Christine L. BerryRaymond JamesUBS Financial Services$13005-19-2011
Bill Krebs, Charles BettsRaymond JamesBank of America Merrill Lynch$19505-24-2011
Thomas A. Seiler, Patrick M. SeilerRaymond JamesMorgan Stanley Wealth Management$50007-25-2011
Robert Brooks, Wyatt BrooksRaymond JamesBank of America Merrill Lynch$11408-17-2011
Troy H. LeBlancRaymond JamesUBS Financial Services$11008-19-2011
Matthew A. Glatz, Kevin Sletten, Adam Hawks, Keith YoderRaymond JamesRobert W. Baird & Co.$36909-15-2011
Cheryl PeschkeRaymond JamesMorgan Stanley Wealth Management$9210-03-2011
Michael ShortRaymond JamesWells Fargo Advisors$21610-25-2011
Donna Bobbs, Jason DuganRaymond JamesMorgan Stanley Wealth Management$15511-09-2011
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Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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