Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Alan E. Williams, Thomas M. Hunter, Susan W. CrunkRaymond JamesWells Fargo Advisors$25011-27-2017
Alan J. Henry, Steven Jensen, Emily Zimmerman, Michael Ollmann, Deborah Helm, Sandra KarwoskiRaymond JamesWells Fargo Advisors$22511-06-2015
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch08-28-2013
Alan LazzaraRaymond JamesWilliam Blair & Co.$28005-23-2016
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Albert GreenRaymond JamesUBS Financial Services$15012-27-2011
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9401-02-2014
Alex Opoulos, Nick HolmesRaymond JamesBank of America Merrill Lynch$20002-23-2010
Alexandra KochRaymond JamesMorgan Stanley Wealth Management$9801-20-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Amy SachsRaymond JamesMorgan Stanley Wealth Management$9102-17-2016
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley Wealth Management$27002-21-2017
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14001-17-2014
Anthony Vaccaro, Jr., Bill Callis, Matt FerrellRaymond JamesSouthwest Securities10-04-2013
Arthur Finkelberg, Butch McKenzie, Jr,Raymond JamesWells Fargo Advisors$39312-27-2011
Arthur SpringerRaymond JamesBank of America Merrill Lynch$23012-08-2017
Ashley Banks, Donna CarrollRaymond JamesBank of America Merrill Lynch$11203-22-2017
Barry Kolano Raymond JamesWells Fargo Advisors$11301-11-2019
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley Wealth Management$17510-20-2017
Barry SternRaymond JamesUBS Financial Services$10706-16-2014
Benjamin Lewis, Christopher AmysRaymond JamesWells Fargo Advisors$18509-27-2018
Benjamin Price, William Cal Batchelor, Anson Kanoy Raymond JamesWells Fargo Advisors$20011-21-2016
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Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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